#SEC Broker Rules

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#SEC Broker Rules

1 article with this tag
DeFi Firms Press SEC for Binding Broker Rules on Non-Custodial Interfaces

DeFi Firms Press SEC for Binding Broker Rules on Non-Custodial Interfaces

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Major DeFi players are asking the SEC to turn its new guidance on non-custodial user interfaces into formal, binding broker rules — and fast. Their message is blunt: if a neutral front end isn’t a broker, it shouldn’t be left hanging on a temporary staff interpretation that can be reversed by the next round of […]

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